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You are here: Home / Uncategorized / What is the national phase of the PCT?

What is the national phase of the PCT?

February 26, 2022 by James Yang

The national phase of the PCT starts when you file your PCT application in a country that has signed up to the Patent Cooperation Treaty. Currently, more than 150 countries are a part of the Patent Cooperation Treaty.

What are the top 10 countries where inventors file a national phase patent application?

National Phase Patent Application Filings by Country

The top countries for filing national phase patent applications were:

  1. United States
  2. Europe
  3. China
  4. Japan
  5. Republic of Korea
  6. Canada
  7. India
  8. Australia
  9. Brazil
  10. Mexico  

What is the patent process during the national phase of the PCT?

After you’ve filed your PCT application and entered the national stage, it’s time to start planning for your patent in each country (or jurisdiction) to which you want protection. This can be a long process, but knowing how to prepare, and getting help from an expert, is key. Here are some general steps in the patent process during the national phase of the PCT.

Most foreign countries have a multi-step patent process. 

First, you file a patent application which gives your patent application pendency in the foreign country. 

Second, you need to request an examination of your patent application.  Your patent application will not be examined until you do so.  In the USPTO, when you file a nonprovisional patent application, your patent application will be examined on a first-come-first-served basis. 

When should you request an examination during the national phase of the PCT?

A request for examination should be made as early in the process if you are actively marketing your invention in the foreign country. Sometimes, distributors will require you to secure a patent in a foreign country before they will start to distribute your product. In that case, you may want to request examination as early as possible.

If possible, you should request examination as late as possible to save costs, as discussed below.

What are the patent costs during the national phase of the PCT?

The patent costs during the national phase of the PCT are:

  1. the initial filing of the national phase patent application,
  2. the examination cost to have the national phase patent application examined, and
  3. the yearly annuity or renewal fees.

What is the cost of the initial filing of the national phase patent application?

The filing of the national phase patent application will cost on the low end a few thousand dollars upwards to $10,000. The bulk of the costs will in the cost to translate your patent application into the local language and any other documentation needed such as an apostilled power of attorney.

Translations and the documentation take about 1 to 2 months to coordinate. As such, tell your patent attorney early which countries you want to file a national phase patent application in. Otherwise, you will be paying an additional 20% for rush charges.

What are the examination costs for your national phase patent application?

The patent prosecution costs in any single country can be in the tens of thousands of dollars. Why? You will be hiring two patent attorneys. Your U.S. patent attorney and a patent attorney in a foreign country. You want to minimize the communication between your U.S. patent attorney and the foreign patent attorney, if possible.

One way to minimize patent costs is to request that your national phase patent application be examined under the Patent Prosecution Highway program.

Under the PPH, many patent offices have agreements with the United States Patent and Trademark Office to grant the allowed or granted claims in the U.S. patent application in their country. Applications filed under the PPH have a high rate of allowance. Plus, they are granted much sooner than other non-PPH applications.

How much are the annuity or renewal fees during the national phase of the PCT?

Many foreign countries require applicants to pay an annuity or renewal fee every year. These will cost you a few hundred dollars up to a few thousand dollars depending on the country and how long your patent application has been pending.

What is the deadline to file a national phase patent application?

The deadline to file a national phase patent application under the PCT is 20 months, 30 months, or 31 months depending on the country.

Here is a full list of countries and their deadlines.

Expand for list of deadlines for all PCT Contracting States

Two Letter Country CodeCountryTime Limit
AEUnited Arab Emirates30
AGAntigua and Barbuda30
ALAlbania31
AMArmenia31
AOAngola30
APAfrican Regional Intellectual Property Organization31
ATAustria30
AUAustralia31
AZAzerbaijan30
BABosnia and Herzegovina34
BBBarbados30
BGBulgaria31
BHBahrain30
BNBrunei Darussalam30
BRBrazil30
BWBotswana31
BYBelarus31
CHSwitzerland30
CZCzechia31
DEGermany30
DJDjibouti30
DKDenmark31
DMDominica30
EEEstonia31
EPEuropean Patent Organisation31
ESSpain30
FIFinland31
GBUnited Kingdom31
GDGrenada30
GHGhana30
GMGambia30
HNHonduras30
HRCroatia31
HUHungary31
IRIran (Islamic Republic of)30
ISIceland31
ITItaly30
JMJamaica30
JOJordan30
KEKenya30
KGKyrgyzstan31
KHCambodia30
KNSaint Kitts and Nevis30
KWKuwait30
KZKazakhstan31
LCSaint Lucia30
LRLiberia30
LSLesotho30
LULuxembourg20
LYLibya30
MDRepublic of Moldova31
MEMontenegro30
MKNorth Macedonia31
MWMalawi30
MZMozambique31
NANamibia31
NONorway31
OAAfrican Intellectual Property Organization30
PAPanama30
PLPoland30
PTPortugal30
QAQatar30
RORomania30
RSSerbia30
RURussian Federation31
RWRwanda30
SASaudi Arabia30
SDSudan30
SESweden31
SKSlovakia31
SLSierra Leone31
STSao Tome and Principe30
TJTajikistan30
TMTurkmenistan30
TRTurkey30
UGUganda30
VCSaint Vincent and the Grenadines31
WSSamoa31
ZMZambia30
ZWZimbabwe30

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Author

James Yang is a patent attorney. For more than 16 years, James Yang has been representing clients to secure patent protection for their inventions and register trademarks to protect their brands. If you need help, call him at (949) 433-0900. Read More…

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