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You are here: Home / Patent application process / Before filing a patent application / Writing a Patent Application / How to write the background section of the patent application?

How to write the background section of the patent application?

September 16, 2022 by James Yang

Note: This article is part of a series on how to write a great patent application.

The Background section of a patent application should be very short and simple. Why? Because saying the wrong thing in the Background can and will be used against you. Your words are considered Applicant Admitted Prior Art (AAPA). AAPA is very difficult to overcome. As such, the goal for the Background is to be so generic that you don’t create AAPA against your own invention.

A simple Background section has three paragraphs:

  1. Field of the invention
  2. Acknowledgment of a problem in the field of the invention
  3. Need for improvement in the art

How to write the field of invention

The first paragraph of the Background is a statement mentioning the field of invention. Here is an example statement for our tripod example:

“The various aspects discussed herein relate to a tripod.”

Yes, it should be that short and simple.

How to write the problem statement

The second paragraph is a statement or paragraph addressing the problems within the field of the invention. The tricky part here is that you are not supposed to let the reader know the exact problem that your invention is solving. If you do, the court and examiner might argue that the invention is obvious given the known problem. You need to be more generic.

Here is an example of a problem statement for our tripod example:

“Tripods are used to support a camera. However, there are problems with existing tripods.” 

Once again, you should be straightforward and simple.

How to write the “need in the art” statement

The third paragraph is a statement indicating a need in the art for your invention. Once again, you need to be straightforward and simple. 

Here is an example of a “need in the art” statement for our tripod example:

“Accordingly, there is a need in the art for an improved tripod.”

Putting it all together

Here is what a Background should look like:

The various aspects discussed herein relate to a tripod.

Tripods are used to support a camera. However, there are problems with existing tripods.

Accordingly, there is a need in the art for an improved tripod.

Short and simple. There is no need for an extensive Background section.

Download Patent Template with Sample Background

Disclaimer: Use the information in this article at your own risk. It takes many years to learn how to draft a well-written patent application under the guidance of a senior patent attorney.

How to write a patent application?

  • Step 1: How to write the abstract and title of the patent application?
  • Step 2: Download a sample outline, numbering worksheet and patent template
  • Step 3: How to develop the outline of your patent application?
  • Step 4: How to show your invention through the drawings?
  • Step 5: Which section of the patent application should be written first?
  • Step 6: How to write a claim for your patent application?
  • Step 7: How to write the detailed description section of your patent application?
  • Step 8: How to write the brief summary section of the patent application?
  • Step 9: How to write the background section of the patent application?
  • Step 10: How to write the summary paragraphs of the Detailed Description and Brief Summary sections?
  • Step 11: How to write the abstract and title of the patent application?
  • Step 12: Reread your patent application over and over again

Author

James Yang is a patent attorney. For more than 16 years, James Yang has been representing clients to secure patent protection for their inventions and register trademarks to protect their brands. If you need help, call him at (949) 433-0900. Read More…

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